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An interactive Q&A to address compliance questions keeping you awake at night
October 14, 2020 @ 10:30 AM - 11:30 AM
The regulatory landscape is constantly evolving. Do you have questions about what it means for your practice or how to implement changes to stay compliant? Join us at an upcoming webinar to have Maureen James and Roger Hayashi of Summit Compliance Group, LLC deliver the answers!
When registering to join us Wednesday, Oct. 14, you’ll have the opportunity to submit a compliance or regulatory-related question to be answered during this interactive, interview-style webinar. Questions such as “How could the upcoming presidential election impact our regulatory environment?” might be of interest. (Hint: It will have a BIG impact!)
“Summit has years of experience, provides an objective industry compliance opinion, and is an invaluable resource at a great price. There is simply no one better.”
— Mark Williams
President & CEO, Broker’s International