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Changes to the NAIC model regulation impact you and your business
August 26, 2020 @ 10:30 AM - 11:30 AM
Join us, Wednesday, August 26, when Summit Compliance Group will provide much-needed guidance on the changes made to the NAIC Suitability in Annuity Transactions Model Regulation and how these changes will impact your business.
During this presentation, Maureen James and Roger Hayashi will review how there is hard evidence the regulatory industry is moving to a higher standard of care and will specifically cover:
• Changes to the NAIC Suitability in Annuity Transactions Model Regulation
• Four obligations required under the revised Model Regulation
• Increases in complexity for agents
And, an update on the DOL proposal.