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Critical compliance concerns for annuity professionals under NAIC “best interest”
August 26, 2020 @ 10:30 AM - 11:30 AM
Join us Wednesday, August 26 as Summit Compliance Group provides much-needed guidance on the NAIC’s Suitability in Annuity Transactions Model Regulation (#275) changes that were adopted this year and how they will impact your business.
During this presentation, Maureen James and Roger Hayashi will review hard evidence indicating the regulatory industry is moving to a higher standard of care and will specifically cover:
• Changes to the NAIC Suitability in Annuity Transactions Model Regulation (#275)
• Four obligations required under the revised Model Regulation
• Increases in complexity for agents
Plus, they’ll provide an update on the DOL’s Proposed Class Exemption that could have critical consequences for independent distribution! Register today to protect your business and your clients!