How changes to the NAIC Suitability Model Regulation impact you and your business

Summit Compliance Group will provide much-needed guidance on the changes made to the NAIC Suitability in Annuity Transactions Model Regulation and how these changes will impact your business.

During this presentation, Maureen James and Roger Hayashi will review how there is hard evidence the regulatory industry is moving to a higher standard of care and will specifically cover:

Changes to the NAIC Suitability in Annuity Transactions Model Regulation
Four obligations required under the revised Model Regulation
Increases in complexity for agents

And, an update on the DOL proposal.

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